Whether this is your first time working with a wealth manager, or you have been working with one but are looking for a change, it is normal to have some apprehension when making decisions about what to do with your money, and whom to trust.
At Harvey Investment Management, Inc., (HIM) we follow the fiduciary standard. This means that we have a legal responsibility to put our clients’ interests above our own when providing financial advice. Material conflicts of interest are disclosed to our clients and we are transparent about our fees. As we are not part of a large wirehouse company that creates financial products and do not offer products that pay a commission, our clients know we are giving them objective and impartial financial advice.
We help our clients address their comprehensive wealth management needs through tailored plans that lead to action. We actively monitor the markets and make adjustments regularly based on economic cycles and life events. To further help protect and manage our clients’ assets, we have partnered with a broker-dealer and third-party custodian.
Our clients who have elected to use our more traditional service models may expect the following:
We understand the trust our clients place in us and we do not take that responsibility lightly. We strive to understand our clients’ needs and provide them with thorough, personalized investment advice.
For our Emerging Investors and clients who have elected to use our hybrid automated investing solution, you will interact primarily with technology to open and fund your account. We have associates on board to help walk you through the process, should you need it. For more information about opening an automated online account, please see our Hybrid Investing Solution FAQs.
We strongly believe that both the team members of Harvey Investment Management, Inc. and our clients have certain rights and responsibilities to each other in order to have a positive working relationship.