Whether this is your first time working with someone, or you are looking for a change, it is normal to feel apprehensive.
At Harvey Investment Management, Inc., we follow the fiduciary standard and have a legal responsibility to put our clients’ interests above our own when providing financial advice. We disclose material conflicts of interest and are transparent about our fees. As we are not part of a large wirehouse company that creates financial products and do not offer products that pay us a commission, our clients know we are giving them objective financial advice.
We help our clients address their comprehensive wealth management needs through tailored plans that lead to action. We actively monitor the markets and make adjustments regularly based on economic cycles and life events. To further help protect and manage our clients’ assets, we have partnered with a broker-dealer and third-party custodian.
Our clients who have elected to use our more traditional service models may expect the following:
Our client places their trust in us and we do not take that responsibility lightly. We strive to understand our clients’ needs and provide them with thorough, personalized investment advice.
Our emerging clients interact primarily with technology to open and fund their account. We have associates on board to help walk you through the process, should you need it. Please see our Hybrid Investing Solution FAQs for more information.
To have a positive working relationship, we believe that both team members and our clients have certain rights and responsibilities to each other.