Our Process
At Harvey Investment Management, Inc., we follow the fiduciary standard and have a legal responsibility to put our clients’ interests above our own when providing financial advice. We disclose material conflicts of interest and are transparent about our fees. As we are not part of a large wirehouse company that creates financial products and do not offer products that pay us a commission, our clients know we are giving them objective financial advice.
We help our clients address their comprehensive wealth management needs through tailored plans that lead to action. We actively monitor the markets and adjust regularly based on economic cycles and life events. To further help protect and manage our clients’ assets, we have partnered with a broker-dealer and third-party custodian.
Depending upon your financial needs, you may expect the following:
Discovery Meeting
This allows us to get to know you and your financial situation and goals. We will also answer questions you may have about what you can expect if we choose to work together.
Investment Plan Meeting
During this meeting, we will present our recommendations for moving towards your financial goals.
Mutual Commitment Meeting
For this to work, we need to agree that we want to work together. During this meeting, we’ll discuss the implementation of your new investment plan.
Commitment Follow-up Meeting
When we start to work together, there will be some paperwork. We can organize it all for you during this meeting as we begin to open accounts in your name.
Regular Process Meetings
We must continue to communicate regularly. We let our clients set the pace of communication; our goal is to ensure we understand how we may help you reach your financial goals.
Are you looking for a wealth advisor who puts your interests first?
We help simplify our clients’ lives by offering many wealth management services, including wealth transfer planning, risk management, and legacy planning.
What do we expect from our clients?
To have a positive working relationship, we believe that both team members and our clients have certain rights and responsibilities to each other.
Form Client Relationship Summary ("Form CRS") is a brief summary of the brokerage and advisor services we offer.
HTA Client Relationship Summary
HTS Client Relationship Summary
Harvey Investment Management, Inc. is an affiliate of Resolute Independent Advisors, LLC.
Securities offered through Hightower Securities, LLC, Member FINRA/SIPC, Hightower Advisors, LLC is a SEC registered investment advisor. Brokercheck.finra.org
© 2024 Harvey Investment Management, Inc.